Post-Exam Remediation Offer Pack (MRA/MRIA Focus) Assemble a one-pager offer targeting institutions that received [MRAType] findings from [Regulator]...

Conference Lead Activation Kit (Regulatory Exams) Create a complete event activation plan for [EventName] in [Region] targeting leaders preparing for [ExamType]...

Account Intelligence Brief for Active or Imminent Exams Produce a one-page brief for [TargetAccount] anticipating or undergoing an exam by [Regulator] starting [ExamStartDate]...

90-Day Thought Leadership Plan Aligned to Exam Priorities Create a 90-day content plan that positions our [ServiceOffering] for organisations regulated by [TargetRegulator] in [Region]...

ROI & Risk Reduction Calculator for Exam Support Build a simple financial model that quantifies the value of our exam support offering over [TimeHorizon]...

RFI/RFP Response Blueprint for Examination Support Draft a comprehensive RFI/RFP response outline that positions [ServiceOffering] for institutions facing [Regulator] examinations...

Buying-Committee Map & Objection Strategy Create a buying-committee map for [ICPIndustry] firms of [ICPSize] undergoing [ExamType] with [TargetRegulator]...

Regulatory Exam Readiness Gap Diagnostic (Lead Magnet) Develop a 15-question self-assessment diagnosing readiness for [ExamType] under [Frameworks] within [Timeframe]...

Create a Deficiency and Remediation Tracking Workpaper Generate a comprehensive deficiency log and remediation tracker for control exceptions identified during [AuditType] at [CompanyName]...

Document SOX ITGC & Automated Control Testing Workpapers Prepare testing workpapers for [ScopeArea] ITGCs and automated controls supporting [ProcessName] within [ERPSystem] for [FiscalYear]...

Set Up Workpaper Sign-Off Workflow and Version Control Log Create a standardized sign-off workflow and version control log for audit workpapers in [BusinessUnit] covering [FiscalYear]...

Regulatory Exam Prospect Prioritisation Matrix Build a ranked prospect list of institutions likely to need regulatory examination support services...

Exam-Cycle Outreach Cadence & Messaging Kit Design a four-touch outbound sequence tailored to institutions preparing for a [ExamType] examination by [TargetRegulator]...

Design a Substantive Sampling Plan and Workpaper Template Develop a statistically sound sampling plan and ready-to-use testing workpaper for the [FinancialStatementLineItem] population from [PeriodStart] to…

Prepare a Materiality and Scoping Memorandum Draft an executive-ready materiality and scoping memorandum for [CompanyName]’s [FiscalYear] [AuditType]...

Build a Tie-Out and Cross-Reference Workpaper for FS Line Items Create a rigorous tie-out workpaper for the [FinancialStatementLineItem] line item for [FiscalYear] at [CompanyName]...

Define Evidence Indexing and Naming Conventions Author a concise evidence indexing policy and naming convention standard for audit documentation across [BusinessUnit] in [Region]...

Produce an Analytical Procedures Variance Workpaper Develop a planning and substantive analytical procedures (AP) workpaper for [KPIName] and related accounts over [PeriodStart]–[PeriodEnd] for [CompanyName]...

Implementation Partner Brief & Scoring Rubric (RFP) Draft an RFP-style brief to source a partner for management letter response and implementation across [Locations]...

Control Owner Training Curriculum & Assessment Plan Design a practical training curriculum for control owners across [Processes], tailored to [Audience] seniority and [Regulation] obligations...

Audit Re-Test Readiness & Evidence Closure Pack Assemble a complete re-test readiness pack for [AuditorFirm] within the [ReTestWindow]...

Create a PBC Request List and Workpaper Index Draft a comprehensive “Prepared by Client (PBC)” request list and companion workpaper index for the [AuditType] of…

Document Control Walkthroughs and Update the RCM Prepare detailed control walkthrough documentation for the [ProcessName] process in [BusinessUnit] at [CompanyName], aligned to [Framework]...

Control Redesign Pack with COSO/ISO Mapping Design a control redesign pack for [ProcessArea] addressing the cited deficiencies, mapped to [ControlFramework] principles and the specific [KeyRisk]…

Stakeholder Change & Communications Plan for Remediation Create a targeted change and communications plan to embed new controls before [GoLiveDate]...

Remediation KPI/OKR Dashboard Specification Specify a board-ready KPI/OKR set for tracking management letter remediation for the [BoardCommittee]...

Cost–Benefit & ROI Case for Remediation Program Develop an executive ROI analysis for the remediation program, quantifying avoided losses and reduced regulatory exposure...

90/180-Day Remediation Roadmap with RACI Build a pragmatic remediation roadmap for the [ProcessArea] findings, aligned to [ControlFramework]...

Stakeholder Communication & Change Management Plan Build a communication plan to drive timely remediation at [CompanyName] by audience and channel across [Region]...

Risk Acceptance & Exception Governance Template Draft a decision framework for when [CompanyName] may accept risk instead of remediating a finding under [Regulation]...

Third-Party/Vendor Finding Remediation & Outreach Pack Create a coordinated plan to resolve audit findings attributable to [VendorName] supporting [BusinessUnit] at [CompanyName]...

Risk-Ranked Triage of Management Letter Findings Analyze the management letter findings for [CompanyName] for [FiscalYear] and produce a prioritized remediation plan...

Formal Management Response Draft to External Auditor Draft a formal response from [CompanyName] to [AuditorFirm] regarding management letter points, addressed to [AuditPartnerName], with sign-off by…

RACI & Governance Cadence for Remediation Execution Establish governance for audit finding resolution at [CompanyName] by defining roles, escalation path, and meeting cadence for [Region]...

Control Redesign & Remediation Test Plan for Recurring Findings For recurring findings in [ProcessName] at [CompanyName], propose control redesigns aligned to [Regulation] and define a…

Issue Workflow & SLA Design for {{ToolName}} (Jira/ServiceNow) Define an end-to-end workflow for audit issue management in [ToolName] at [CompanyName]...

Executive Dashboard Specification for Remediation Performance Create a dashboard spec to track audit finding remediation for [BusinessUnit] at [CompanyName] using [DataSource]...

Evidence Collection Checklist & Repository Taxonomy Develop an evidence collection checklist and repository taxonomy for closing audit findings at [CompanyName]...

Internal Audit KPI Dashboard & BI Spec Define a performance dashboard for the Internal Audit function for [FiscalYear] aligned to [AuditCommitteePriorities], with targets for cycle…

Third-Party Risk Audit Coverage Strategy Create an internal audit coverage plan for third parties: total population [VendorCount], critical vendors [CriticalVendors], subject to [Regulations] across [Regions]…

SOX/ICFR Reliance & Integration Plan Develop a plan to integrate SOX/ICFR testing into the internal audit program for [CompanyName] covering [SectionsInScope] with materiality of [Materiality]…

Comprehensive Audit Finding Remediation Plan & Tracker Create a remediation plan and live tracker for audit findings from [AuditType] at [CompanyName]...

Risk-Weighted Prioritization Model for Findings Backlog Design a risk-weighted prioritization model to sequence resolution of audit findings for [BusinessUnit] at [CompanyName]...

Issue Remediation Workflow & RACI with SLAs Design a remediation and issue-tracking framework for findings rated under [IssueSeverityScale] with closure targets of [TimelineDays] days...

Enterprise Risk Assessment & Audit Heatmap Conduct a streamlined enterprise risk assessment to inform the internal audit plan for [Industry] operations spanning [Regions] and regulated…

Process-Specific Audit Program & PBC List Design a detailed audit work program for [ProcessName] using [ControlFramework] and considering a materiality threshold of [MaterialityThreshold]...

Agile Internal Audit Sprint Plan Build an agile audit delivery plan for [AuditTopic] using two-week sprints (or [SprintLengthWeeks]) with clear user stories, acceptance criteria, and…

Data Analytics Plan for Audit Execution Develop a data analytics strategy for audits leveraging [DataSources] from [ERPSystem] with an expected volume of [RecordCount]...

Audit Issue Log & Management Response Playbook Create a centralized audit issue log and response playbook for [CompanyName] covering preliminary observations through Final Audit Differences…

Group Audit Coordination Pack & Component Instructions Assemble a coordination pack for [GroupName]’s external audit covering components [ComponentsList]...

Audit Fee Negotiation Brief & Scenario Analysis Prepare an executive brief to support audit fee negotiations with [AuditorName] for [FiscalYear]...

Annual Internal Audit Universe & Plan Builder Develop a risk-ranked internal audit universe and annual plan for [CompanyName] operating in [Industry] across [Regions] for [FiscalYear]...

Internal Audit Charter & Operating Model Design Create a concise, board-ready Internal Audit Charter and operating model for [CompanyName], reflecting reporting line to [AuditReportingLine], coverage…

Tailored PBC (Provided By Client) Request List & Tracker Generate a tailored PBC list for [AuditorName] aligned to [IFRSorGAAP] and [AuditorPortalName] categories, covering entity-level documents,…

Audit Communication Cadence, Governance, and Escalation Matrix Design a governance framework and communication cadence for the external audit of [CompanyName] for [FiscalYear] across [TimeZone]...

Controls Walkthrough & Evidence Collection Plan (PCAOB/ISA Aligned) Build a controls walkthrough and evidence collection plan for processes [ProcessNamesList] at [CompanyName], covering design evaluation, implementation,…

Audit Sampling Population Definition & Selection Tracker Create a defensible sampling plan for [Account] tied to [Materiality] and [TolerableError] using [SamplingMethod]...

Audit Analytics Data Extraction & Dictionary Specification Develop a precise data extraction specification for [ERPModules] within [ERPSystem] (or [DataLake]) to support external audit analytics for…

Change Management & Communications for Appetite Embedding Create a change management and communications plan to embed [CompanyName]’s risk appetite and tolerance framework across [BusinessUnit] in…

Comprehensive External Audit Readiness Plan & Milestones Create a detailed audit readiness plan for [CompanyName] for [FiscalYear] under [ReportingFramework]...

Risk-Based Audit Scoping & Materiality Assessment Memo Draft a formal memo determining overall materiality and risk-based audit scope for [CompanyName] for [FiscalYear], using [MaterialityBasis] as…

RCSA Integration with Risk Appetite & Tolerance Integrate [CompanyName]’s RCSA with the risk appetite framework for [RiskTypes] across [BusinessUnit]...

Third-Party/Outsourcing Risk Appetite & Onboarding Limits Develop a third-party risk appetite statement and tolerance limits for [CompanyName] in [Region]...

Monitoring, Breach Handling & Reporting Playbook Design the end-to-end monitoring and breach handling playbook that operationalizes [CompanyName]’s appetite and tolerance framework for [RiskTypes] in [Region]...

Regulatory Alignment & Gap Map for Appetite Framework Assess [CompanyName]’s risk appetite framework against regulatory expectations from [Regulator] and relevant standards in [Region] for [Industry]...

Scenario & Stress Test Design to Anchor Appetite Design severe-but-plausible scenarios that anchor [CompanyName]’s appetite and tolerance levels for [RiskTypes] over [TimeHorizon] in [Region]...

Executive Workshop Design: Setting Risk Appetite Create a facilitated workshop plan to align executives and the [BoardRole] on risk appetite for [CompanyName] across [RiskTypes] and…

New Product/Market Entry Risk Appetite Blueprint Define a targeted risk appetite and tolerance blueprint for launching [ProductsOrServices] into [Region]...

KRI Threshold Calibration from Loss & Capacity Data Calibrate key risk indicator (KRI) thresholds that translate [CompanyName]’s risk appetite into measurable early warnings...

Cascading Enterprise Appetite to BU/Product Limits Translate enterprise-level risk appetite into actionable limits for [BusinessUnit] and [ProductsOrServices] at [CompanyName]...

Regulatory Exam Readiness & Storyboarding Create an exam readiness plan for [ExamBody] covering [ExamPeriod] based on scope letters [ScopeLetters]...

Rapid Diagnostic & Lead Magnet Brief for Risk Appetite Conduct a rapid diagnostic to assess [CompanyName]’s current risk appetite and tolerance framework maturity within [Industry]…

Board-Level Risk Appetite & Tolerance Statement Pack Draft an integrated, board-ready risk appetite and tolerance statement pack for [CompanyName] covering [RiskTypes] across [ProductsOrServices]...

New Market Compliance Testing Playbook Build a 90-day compliance monitoring and testing playbook to support [Products] go-live in [Region] under [ApplicableRegulators]...

Issue Management: Root Cause & Remediation Tracker Draft an issue remediation plan for [IssueID] with root-cause analysis, corrective actions, and verification steps aligned to [SeverityDefinition]...

RCSA-Driven Monitoring Prioritization Integrate outputs from the [RCSACycle] into a refreshed compliance monitoring scope for [BusinessSegment]...

Third-Party Compliance Monitoring Program Design a risk-tiered monitoring and testing program for [VendorName] providing [ServiceType]...

SOX/ICFR Compliance Testing Pack Assemble a SOX/ICFR testing pack for [ICFRScopeYear] covering [FinancialStatementLineItems] and related assertions [Assertion]...

Control Testing Procedures & Sampling Design Create detailed test-of-design and test-of-operating-effectiveness procedures for controls mapped to [ControlFramework] overseen by [ProcessOwnerRole]...

Continuous Control Monitoring (CCM) Metrics & Alerts Spec Design a CCM specification for [BusinessUnit] leveraging [DataSource] and [Tooling] to monitor high-risk controls in near real-time...

Regulatory Mapping & Control Coverage Traceability Produce a traceability matrix linking [RegulationOrStandard] (articles/sections [ArticlesOrRules]) to business processes [BusinessProcesses] and control library items [ControlLibraryID]...

Board-Level Operational Risk Dashboard & Narrative Assemble a board-ready operational risk dashboard for [CompanyName] summarising [Timeframe] performance across [Region]...

Risk-Based Annual Compliance Monitoring Plan Develop a risk-based monitoring plan for [CompanyName] covering [Timeframe] across [Regions] aligned to [RiskAppetiteStatement] and the [RegulatoryUniverse]...

Design & Backtest of New KRIs Design and backtest a set of 6–10 KRIs for [BusinessUnit] at [CompanyName] targeting [RiskTheme] (e.g., payments errors, cyber, change…

Control Exception Trend & Risk Appetite Report Compile a trend report of control exceptions for [CompanyName] across [Region] over [Timeframe] focusing on SOX/ICFR and key…

Early-Warning Indicators for Fraud & Cyber Operations Develop an early-warning indicator (EWI) set for operational disruptions from [ThreatType] (e.g., first-party fraud spikes, credential stuffing) for…

Incident Root Cause & Taxonomy Integrity Check Perform a root-cause analysis integrity check on operational incidents for [CompanyName] during [Timeframe] across [Region]...

Operational Resilience Tolerance Monitoring Prepare an operational resilience tolerance monitoring report for [CompanyName] covering Important Business Service [IBSName] in [Region] over [Timeframe]...

Operational Loss & Near-Miss Monthly Report Produce a monthly operational risk loss and near-miss report for [CompanyName] spanning [Timeframe] for [Region]...

RCSA Refresh Quality Review & Gaps Conduct a quality review of the latest RCSA for [BusinessUnit] at [CompanyName] over [Timeframe]...

Third-Party Operational Risk Monitoring Create a third-party operational risk monitoring brief for [CompanyName] focusing on top [VendorCount] vendors supporting [ProductOrService] in [Region]...

BCDR Partner Co-Marketing & Pipeline Acceleration Plan (90 Days) Create a 90-day co-marketing plan with [Partner_Name] targeting [Segment] accounts in [Region] to promote continuity and…

KRI Threshold Breach Surveillance Pack Build a comprehensive Key Risk Indicator (KRI) surveillance pack for [CompanyName] covering [BusinessUnit] across [Region] for [Timeframe]...

Sector Risk Heatmap & Mitigation Play for BCDR Conversations Generate a top-10 continuity risk heatmap for [Industry] organizations operating in [Region] under [Regulatory_Framework]...

Tabletop Exercise Scenario Pack for Prospect Workshops Design a 2-hour tabletop exercise tailored to [Industry] and [Company_Size], simulating a regional outage affecting [Primary_Data_Center_Location] and failover…

RFP Response Builder: BCDR Controls & Testing Evidence Assemble a reusable RFP response pack for BCDR sections compliant with [Standard]...

Downtime Economics & BCDR ROI/TCO Calculator Specification Create a decision-grade ROI/TCO model that quantifies the impact of adopting a BCDR solution for [Industry] in [Region]...

Continuity Case Study Blueprint with Audit Evidence Mapping Produce a narrative case study framework showing how a [Client_Industry] client improved from [Baseline_RTO] to [Improved_RTO] and…

BCDR Value Story Webinar Plan & Landing Page Copy Design a high-conversion webinar titled “From Downtime to Durability: Modern BCDR for [Industry],” scheduled [Webinar_Date] [Time_Zone]…

Continuous Control Monitoring (CCM) Dashboard Specification Define a CCM dashboard to track fraud KRIs/KPIs [KRIList] with data latency of [DataLatency] for an executive audience [ExecAudience]...

Executive ICP & Buying Committee Map for BCDR Services Create an executive-level Ideal Customer Profile and buying committee map for business continuity & disaster recovery…

BIA-Driven Lead Magnet: Continuity Readiness Checklist & Score Develop a downloadable Business Impact Analysis (BIA) readiness checklist tailored to [Industry] in [Region], reflecting RTO [RTO_Target]…

Regulatory-Triggered Outreach Sequence for Continuity Gaps Draft a five-touch outreach sequence (Email 1–3, LinkedIn message, Value follow-up) for [Prospect_Name] at [Company] responding to [Recent_Regulatory_Change] with…

AML/KYC Screening Optimization & Alert Management Capacity Plan Develop an AML/KYC screening optimization plan for [CustomerSegments] using [SanctionsLists] with [PEPDefinition] criteria...

CNP Chargeback & Refund Fraud Reduction Blueprint Create a blueprint to reduce card-not-present chargebacks from [ChargebackRate] to target [AuthRate] performance with [Acquirer] and risk controls…

Fraud Analytics Model Governance & Monitoring Pack Produce a governance dossier for the [ModelName] fraud detection model, targeting operational AUC of [AUC] with drift guardrails…

Fraudulent Payment Incident Response Runbook Draft a time-bound incident response runbook for suspected fraudulent activity on [PaymentRail] transactions...

Fraud Controls by Design for New Product Launch Create a “controls by design” checklist for [ProductName] launching on [LaunchDate] across [Markets] with a risk tolerance…

Insider Fraud Prevention & Segregation-of-Duties Program Design an insider fraud prevention program for a workforce of [EmployeeCount] with focus on [HighRiskRoles] accessing [AccessSystems]...

Pre-Implementation Risk Assessment for {{InitiativeType}}: {{InitiativeName}} Conduct a forward-looking financial risk identification and assessment for the planned [InitiativeType]—[InitiativeName]—in [Regions] over [Timeframe]...

Enterprise Fraud Risk Assessment & Control Mapping Develop a comprehensive fraud risk assessment for [CompanyName] operating in the [Industry] sector across [Region]...

Transaction Monitoring Rules Design & Tuning for Payment Fraud Design a risk-based transaction monitoring rule set for [Channels] considering average ticket size of [AvgTicketSize] and…

Third-Party/Vendor Fraud Due Diligence Playbook Create a risk-based due diligence playbook for [VendorType] suppliers classified as [CriticalityTier] operating in [Countries]...

Fraud & Financial Crime Risk Identification Across {{ProcessScope}} Identify potential fraud and financial crime risks within [ProcessScope] (e.g., OTC, P2P, Treasury) for [CompanyName] operating in…

Regulatory Compliance Risk Gap Assessment vs {{Regulation}} Assess financial risk arising from non-compliance with [Regulation] for [CompanyName] across [Region]...

Third-Party Financial Risk Profiling & Tiering Identify and assess financial risks associated with third-party vendors for [CompanyName]...

Model Risk Identification for {{ModelInventory}} Identify financial risks stemming from the use of models within [ModelInventory] supporting [UseCases] (e.g., forecasting, credit scoring, pricing)...

Risk Appetite & Limit Framework Alignment to Strategy {{StrategicPeriod}} Assess whether current financial risks and controls align with [CompanyName]’s risk appetite statements and strategic objectives…

Evaluate SOC 1 Reliance and Complementary User Entity Controls Assess reliance on [ServiceProvider]’s SOC 1 report for [ScopeArea] impacting ICFR at [CompanyName]...

Enterprise Financial Risk Heatmap for {{BusinessUnit}} Conduct a rigorous financial risk identification for [CompanyName]’s [BusinessUnit] operating in [Region] over the next [TimeHorizon] using the [RiskTaxonomy]…

Scenario-Based Financial Risk Assessment for Macroeconomic & Regulatory Shocks Perform a scenario-led identification and assessment of financial risks for [CompanyName] in [Region] under [NumberOfScenarios] scenarios:…

Liquidity Risk Identification & 13-Week Cash Stress Test Identify liquidity risks for [CompanyName] by analyzing short-term cash drivers and funding dependencies across [Region]...

Credit & Counterparty Risk Segmentation for Portfolio {{PortfolioName}} Segment and assess financial risks across the [PortfolioName] portfolio in [Region] to identify high-risk obligors and concentrations...

Draft a SOX Scoping & Materiality Memo with Entity and Account Scope Prepare a SOX scoping memo for [CompanyName] for [FiscalYear] using a [MaterialityBasis] materiality…

Evaluate ITGC and IPE Reliability for Financial Reporting Assess the design and operating effectiveness of IT General Controls (access, change, operations) over [SystemName] producing [ReportName]…

Prioritize Control Rationalization and Automation Opportunities Review the [ProcessArea] control set at [CompanyName] to identify redundant, low-value, or reactive controls and propose automation opportunities...

Produce an Audit Committee ICFR Dashboard Pack with Trends Develop an Audit Committee-ready dashboard pack for [CompanyName] covering [Quarter] ICFR performance...

Assess Consolidation & Financial Reporting Controls (FX, Intercompany, Disclosures) Evaluate consolidation and external reporting controls in [ConsolidationTool] for [CompanyName], with [SubsidiaryCount] subsidiaries...

Build an ICFR Risk & Control Matrix with Heatmap and Ownership Create a comprehensive ICFR risk and control matrix for [CompanyName] covering the fiscal period…

Evaluate Financial Close Controls and KPIs Against a Target Close Assess the design and operating effectiveness of financial close and reporting controls for [CompanyName] to…

Design a Revenue Recognition Controls Walkthrough & SOX Test Plan Conduct an end-to-end walkthrough and testing strategy for the [RevenueStream] process in [SystemName] for [CompanyName]...

Assess Deficiency Severity, Aggregation, and Disclosure Impact Evaluate identified control exceptions for [CompanyName] during [FiscalYear] and determine severity (control deficiency, significant deficiency, material weakness) using…

Auditor Coordination Plan & PBC Tracker for Certification Timeline Create a coordination plan for [CompanyName] to align management’s assessment milestones with [ExternalAuditorFirm]’s timeline for [FiscalYear]...

Control Rationalization & COSO Principle Mapping with ROI Rationalize [CompanyName]’s key controls for [ProcessArea] against [Framework] principles to remove redundancy, improve precision, and reduce testing…

CEO/CFO Certification Pack & Management Representation Letter Assemble a concise certification pack for [CFOName] and [CEOName] for [Quarter] [FiscalYear] covering ICFR status, exceptions, remediation updates,…

RCM Refresh & Test Plan from Narratives and Trial Balance Update the RCM for [ProcessArea] using uploaded narratives and the [FiscalYear] trial balance to ensure…

Deficiency Severity, Aggregation & Disclosure Assessment Framework Build a management framework to evaluate control deficiencies identified in [Quarter] [FiscalYear] for [CompanyName] under AS 2201 and…

IPE & ITGC Alignment Checklist for Management Certification Produce a consolidated checklist ensuring IPE controls and ITGCs supporting management’s ICFR certification are aligned across [ERPSystem],…

SOX 302/404 Certification Readiness Gap Assessment & Roadmap Perform a targeted readiness assessment for [CompanyName]’s SOX 302 and 404(a) management certifications for [FiscalYear]...

Quarterly Sub-Certification Workflow & RACI Design Design a scalable quarterly SOX sub-certification workflow for [CompanyName] covering entities in [Region] and processes owned by [ControllerFunction]...

ICFR Scoping & Materiality Memo for Management’s Assessment Draft an ICFR scoping memo for [CompanyName] for [FiscalYear] applying [MaterialityMethod] with a quantitative threshold of [MaterialityUSD]…

Management Review Controls (MRC) Evidence Standards & Analytics Plan Create standard evidence packages for high-judgment MRCs at [CompanyName] (e.g., impairments, reserves, revenue cut-off) performed by…

Third-Party SOC Report Gap Impact & Remediation Plan Assess control gaps arising from the [Service_Provider] SOC report through [SOC_Period_End] and deficiencies in Complementary User Entity…

Retesting Strategy & Evidence Request List (ERL) Design a retesting strategy for [Process_Area] after remediation, aligned to [Retest_Window]...

ITGC Design Enhancement: Access, Change, and Operations Redesign ITGCs for [ERP_System] focusing on provisioning, SOD, change management, and batch/backup operations...

Aggregation & Material Weakness Evaluation Memo Prepare an aggregation analysis across deficiencies in [Reporting_Unit] for [Period] to determine if the portfolio constitutes a significant deficiency…

Audit Committee Briefing Pack: Deficiencies & Remediation Progress Create an executive-ready briefing for the [Quarter] Audit Committee of [Company] ahead of [Audit_Committee_Date], with input alignment…

Cross-Entity Heatmap & Remediation Prioritization Build a cross-entity control deficiency heatmap for [Business_Unit_List] across [Region] for [Period]...

Content Calendar & Posts for SoD Demand Generation Build a 4-week LinkedIn content calendar to generate leads for SoD assessment and design services targeting [Audience_Segment]…

SOX Deficiency Triage & Severity Assessment Assess and triage reported SOX control deficiencies for [Company] identified in [Period] under [Framework]...

Root Cause Analysis (5-Whys + Fishbone) for Control Failures Conduct a structured root cause analysis for [Deficiency_ID] in the [Process_Area] process, owned by [Control_Owner_Role], operating…

Remediation Plan with RACI, Milestones, and Budget Guardrails Draft a remediation plan for the deficiency set [Deficiency_ID_List] at [Company], sponsored by [Executive_Sponsor]...

Compensating Controls Evaluation & Interim Risk Acceptance Evaluate compensating controls for a failed control in [Control_Area] impacting [Key_Risk] during [Interim_Period]...

Framework Mapping: COSO/COBIT to ERP SoD Ruleset Produce a crosswalk mapping [Framework] (e.g., COSO, COBIT 2019) components to an ERP-specific SoD ruleset for [ERP_System] in…

Statement of Work Template: SoD Assessment & Redesign Draft a client-ready SoW for a Segregation of Duties assessment and redesign at [Company] over [Duration_Weeks] weeks...

Competitive Positioning & Win Themes for SoD Services Create a competitive analysis for [Region] SoD services opportunities involving [Use_Cases]...

SoD Maturity Model & Diagnostic Questionnaire Develop a Segregation of Duties maturity model tailored to [Industry] and [ERP_System], and a 20-question diagnostic to assess [Company]’s…

SoD Design Sprint Workshop Agenda & Artefact Pack Design a 2–3 day Segregation of Duties design sprint for [Company] focused on [Scope_Processes] on [ERP_System]...

Multistep Outreach Sequence for SOX Buyers Using 10-K Signals Draft a 5-touch outbound sequence to secure meetings with SOX decision makers...

Executive Discovery Script for SoD Opportunity Qualification Develop a high-impact discovery call guide tailored to uncover Segregation of Duties (SoD) risks and project fit at…

Rapid SoD Conflict Scan Summary and Quick-Win Plan Analyze SoD conflict data for [Company] covering [Region] and produce an executive-ready summary...

SoD Business Case & ROI Model for Executive Approval Build a board-level business case quantifying ROI for a Segregation of Duties remediation and governance program…

Targeted Outreach Sequence for SoD Services (CFO/CAE/CIO) Create a three-touch email/LinkedIn outreach sequence positioning a Segregation of Duties assessment and design offering for [Company] in…

SOX Testing Managed Service RFP Response Blueprint Compose a structured RFP response blueprint for managed SOX testing and documentation services for [ClientName] with fiscal year-end…

Sampling Plan and Workpaper Template for SOX Tests of Controls Create a risk-based sampling plan and standardized workpaper template for SOX operating effectiveness testing...

90-Day SOX Thought-Leadership Content Calendar for Lead Gen Design a 90-day integrated content calendar to generate pipeline for SOX testing and documentation services aimed at…

Competitive Battlecard for SOX Testing & Documentation Offers Produce a competitive battlecard contrasting your SOX testing/documentation offer with [CompetitorA] and [CompetitorB], highlighting [UniqueMethodology] and pricing…

ROI and Business Case Calculator for SOX Modernization Create a simple model and narrative to quantify ROI of outsourcing/modernizing SOX testing and documentation...

Define ICP and Segmentation for SOX Testing Services Develop an Ideal Customer Profile (ICP) and account segmentation for marketing and selling SOX compliance testing and…

Role-Based Messaging Matrix for SOX Compliance Buyers Create a role-based messaging matrix tailored to stakeholders influencing SOX testing and documentation services...

SOX Readiness Diagnostic and Maturity Scorecard Build a discovery-call diagnostic to assess a prospect’s SOX testing and documentation readiness...

Executive Case Study Outline for SOX Testing Transformation Draft a case study outline showcasing measurable impact from SOX testing and documentation modernization...

Change Management & Access Controls for {{SystemName}} Draft integrated change management and access control procedures for [SystemName] across [EnvironmentNames]...

Control Rationalization & Key/Non-Key Determination for {{ProcessArea}} Perform a control rationalization for [ProcessArea] at [CompanyName] to reduce redundancy and focus on risk coverage...

Third-Party SOC Reliance & CUEC Mapping for {{VendorName}} Develop a third-party reliance procedure for [VendorName] providing [ServiceProvided] impacting [ProcessArea]...

Financial Close Control Playbook for a {{CloseCycleDays}}-Day Close Create a month-end close control playbook for [CompanyName] targeting a [CloseCycleDays]-day close in [Region]...

Key Report Inventory & IPE Validation Procedures for {{ProcessArea}} Compile a key report inventory for [ProcessArea] at [CompanyName], focusing on IPE risks...

TOD/TOE Test Plan & Sampling Strategy for {{ControlSetName}} Draft a Test of Design (TOD) and Test of Operating Effectiveness (TOE) plan for [ControlSetName] within [ProcessArea]…

SOX Control Implementation Plan & RACI for {{ProgramName}} Build a time-phased implementation plan to deploy designed controls for [ProgramName] at [CompanyName] over [TimelineWeeks] weeks across…

Segregation of Duties Rulebook & Access Matrix for {{SystemName}} Develop a Segregation of Duties (SoD) rulebook for [SystemName] within [BusinessProcessGroup] at [CompanyName]...

Design an End-to-End RCM for {{ProcessArea}} Develop a comprehensive Risk & Control Matrix (RCM) for [ProcessArea] at [CompanyName], scoped to [SOXYear] and [Region]...

Control Design Blueprint for {{SystemName}} {{ModuleName}} Create a control design blueprint for [CompanyName]’s [SystemName] [ModuleName] covering process-level and application controls, integrated with relevant ITGCs...